Compliance / Senior Compliance Counsel Colgate-Palmolive Company
New York, NY
No Relocation Assistance Offered# 159455 - New York, New York, United StatesWho We AreColgate-Palmolive Company is a caring, innovative growth company that is reimagining a healthier future for all pe ...
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New York,NY
No Relocation Assistance Offered# 159455 - New York, New York, United StatesWho We AreColgate-Palmolive Company is a caring, innovative growth company that is reimagining a healthier future for all pe
Compliance Analyst, Canvas Compliance Point72
New York, NY
A Career with Point72's Compliance DepartmentThe Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by establi ...
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New York,NY
A Career with Point72's Compliance DepartmentThe Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by establi
Compliance, Compliance Testing Group, Compliance Investigator, Vice President Goldman Sachs
New York, NY
Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompli ...
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New York,NY
Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompli
Compliance Administrator FirstService Residential
New York, NY
**Job Overview:**As a Compliance Administrator you will be responsible for the daily administrative functions within our compliance department\.**Your Responsibilities:**+ Open, sort and distribute ma ...
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New York,NY
**Job Overview:**As a Compliance Administrator you will be responsible for the daily administrative functions within our compliance department\.**Your Responsibilities:**+ Open, sort and distribute ma
Compliance Specialist NYU Rory Meyers College of Nursing
New York, NY
Position SummaryManage the Violations Program for New York University and act as a representative with regulatory agencies as necessary in working to resolve violations issued. Collaborate with Facili ...
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New York,NY
Position SummaryManage the Violations Program for New York University and act as a representative with regulatory agencies as necessary in working to resolve violations issued. Collaborate with Facili
Compliance Analyst New York City, NY
New York, NY
PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9.The DSS Accountability Office's ORCA is charged with working clo ...
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New York,NY
PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9.The DSS Accountability Office's ORCA is charged with working clo
Compliance Officer UBS
Weehawken, NJ
Your roleDo you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure c ...
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Weehawken,NJ
Your roleDo you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure c
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance Bloomberg
New York, NY
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what kee ...
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New York,NY
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what kee
Compliance Associate New York University
New York, NY
Position SummaryThe Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Yo ...
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New York,NY
Position SummaryThe Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Yo
Compliance Analyst Public Health Solutions
New York, NY
Company OverviewHealth disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in ...
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New York,NY
Company OverviewHealth disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in
Compliance Associate Third Bridge
New York, NY
Company DescriptionCompany OverviewThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access ...
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New York,NY
Company DescriptionCompany OverviewThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access
Compliance Analyst City National Corporation
New York, NY
COMPLIANCE ANALYST WHAT IS THE OPPORTUNITY? The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Ens ...
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New York,NY
COMPLIANCE ANALYST WHAT IS THE OPPORTUNITY? The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Ens
Compliance Officer KKR & Co. Inc.
New York, NY
COMPANY OVERVIEWKKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to gen ...
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New York,NY
COMPANY OVERVIEWKKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to gen
Director, Compliance MoneyLion
New York, NY
About the RoleWe are looking for a business-minded, execution-driven Director, Compliance to join our Compliance team. We are a nimble Compliance department supporting a growing business, so we are se ...
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New York,NY
About the RoleWe are looking for a business-minded, execution-driven Director, Compliance to join our Compliance team. We are a nimble Compliance department supporting a growing business, so we are se
Compliance Associate Webull Financial
New York, NY
Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed opt ...
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New York,NY
Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed opt
Compliance Officer Columbia University
New York, NY
* Job Type: Officer of Administration* Regular/Temporary: Temporary* End Date if Temporary: 12/31/2024* Hours Per Week: 35* Salary Range: $112,000 - $137,100The salary of the finalist selected for thi ...
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New York,NY
* Job Type: Officer of Administration* Regular/Temporary: Temporary* End Date if Temporary: 12/31/2024* Hours Per Week: 35* Salary Range: $112,000 - $137,100The salary of the finalist selected for thi
Compliance Officer Golub Capital
New York, NY
Position InformationHiring Manager:Deputy General CounselDepartment:Legal ComplianceDepartment OverviewThe Legal Compliance Department is responsible for managing legal risk and providing legal coun ...
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New York,NY
Position InformationHiring Manager:Deputy General CounselDepartment:Legal ComplianceDepartment OverviewThe Legal Compliance Department is responsible for managing legal risk and providing legal coun
Compliance Officer Guggenheim Partners
New York, NY
Position SummaryGuggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC ( ...
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New York,NY
Position SummaryGuggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (
Manager-Compliance American Express
New York, NY
You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse comm ...
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New York,NY
You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse comm
Compliance Director Wells Fargo
New York, NY
About this role:Wells Fargo is seeking a Compliance Director in Corporate Risk to manage a team of compliance professionals who provide compliance support to the Municipal Products Group ("MPG"). Lear ...
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New York,NY
About this role:Wells Fargo is seeking a Compliance Director in Corporate Risk to manage a team of compliance professionals who provide compliance support to the Municipal Products Group ("MPG"). Lear
Compliance Associate Silvercrest Asset Management Group
New York, NY
Status: Full-Time EmployeeLocation: Midtown ManhattanEducation: Bachelor's degree or higher in Finance, Economics, or Business preferredRequired Skills:See descriptionCompany OverviewSilvercrest Asset ...
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New York,NY
Status: Full-Time EmployeeLocation: Midtown ManhattanEducation: Bachelor's degree or higher in Finance, Economics, or Business preferredRequired Skills:See descriptionCompany OverviewSilvercrest Asset
Compliance Manager Elevance Health
New York, NY
DescriptionCompliance ManagerLocation: Must be within a 50 mile radius of a Pulse Point location.This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work ...
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New York,NY
DescriptionCompliance ManagerLocation: Must be within a 50 mile radius of a Pulse Point location.This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work
Compliance Analyst Fortress Investment
New York, NY
Compliance AnalystNew YorkCorporate GroupRef #3213Date published08-Sep-2023About FortressFortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $48 ...
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New York,NY
Compliance AnalystNew YorkCorporate GroupRef #3213Date published08-Sep-2023About FortressFortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $48
Compliance Administrator FirstService Corporation
New York, NY
Job Overview:As a Compliance Administrator you will be responsible for the daily administrative functions within our compliance department.Your Responsibilities:* Open, sort and distribute mail daily. ...
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New York,NY
Job Overview:As a Compliance Administrator you will be responsible for the daily administrative functions within our compliance department.Your Responsibilities:* Open, sort and distribute mail daily.
Compliance Analyst Neuberger Berman
New York, NY
Responsibilities:* Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional CCOs and legal staff, in developing and implementing policies and proce ...
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New York,NY
Responsibilities:* Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional CCOs and legal staff, in developing and implementing policies and proce
